Comply

Comply Features

Comply integrates with Process to automatically execute compliance checking and determine the routing of documents based on the results.  Further integration with Create automatically inserts a disclosure file into each document during the workflow cycle, reducing manual effort, improving process speed and ensuring consistency.

Comply allows you to maintain all relevant compliance data in one secure location, such as relationships with covered companies, deal data and quiet lists.

This data is referenced by the Comply business rules to determine whether publishing a piece of research may create a conflict, or potential conflict.  The business rule tolerance can be adjusted to your requirements, and the result of the checks can be used to determine workflow routing. 

Clients using Comply see upwards of 70% of their research being automatically approved for release, safe in the knowledge that essential compliance checks have been carried out and recorded in the audit trail.

Documents which fail automated checking are routed through Process to the compliance department for manual checking and approval.

Comply also makes Research disclosure a more accurate and highly automated process. The on-demand process constructs a disclosure file for each document with current data, showing customers you’re in control.

Disclosure data is automatically inserted into document files at your chosen point in the production cycle.  These files can also be made available for inclusion in emails or on web-sites, ensuring consistency.

And to top it all, disclosure data is displayed using your template designs, formats, colours and typefaces further enhancing the professional feel of your research output.

Comply Benefits

• Collate all data required for research compliance and disclosure generation into a single source; 
• Configure specific business rules to automate compliance checking;
• Integrate compliance checking with Blue Curve Process to determine workflow routing based on the results.
• Generate disclosures automatically using the configurable business rules;
• Produce up to date disclosures using the Comply database and on-demand disclosure generation;
• Manage all data, business rules and disclosure wording through a simple browser interface;
• Seamlessly and automatically integrate disclosure files into Word documents;
• New for version 5, make disclosure files available on your website, on demand, through the Blue Curve API.